-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, U1Jv0TdDwP9pWeMr/rniAlXaDoMisK4n/HtdaPbtGCLmoSe/jMX8t+rL9xoOLg2o vgUuCgoFUnFlk4lIOIjC4g== 0001193125-08-023961.txt : 20080208 0001193125-08-023961.hdr.sgml : 20080208 20080208130505 ACCESSION NUMBER: 0001193125-08-023961 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20080208 DATE AS OF CHANGE: 20080208 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HERCULES TECHNOLOGY GROWTH CAPITAL INC CENTRAL INDEX KEY: 0001280784 IRS NUMBER: 743113410 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-80815 FILM NUMBER: 08587907 BUSINESS ADDRESS: STREET 1: 400 HAMILTON AVE STREET 2: SUITE 310 CITY: PALO ALTO STATE: CA ZIP: 94301 BUSINESS PHONE: 650-289-3060 MAIL ADDRESS: STREET 1: 400 HAMILTON AVE STREET 2: SUITE 310 CITY: PALO ALTO STATE: CA ZIP: 94301 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: DEPRINCE RACE & ZOLLO INC CENTRAL INDEX KEY: 0001008894 IRS NUMBER: 593299598 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 250 PARK AVENUE SOUTH STREET 2: SUITE 250 CITY: WINTER PARK STATE: FL ZIP: 32789 BUSINESS PHONE: 4074209903 MAIL ADDRESS: STREET 1: 250 PARK AVENUE SOUTH STREET 2: SUITE 250 CITY: WINTER PARK STATE: FL ZIP: 32789 SC 13G 1 dsc13g.htm SCHEDULE 13G Schedule 13G

United States

Securities and Exchange Commission

Washington, D.C. 20549

 

Schedule 13G

 

Under the Securities Act of 1934

(Amendment No.         )*

 

 

 

 

Hercules Technology Growth Capital Inc.

(Name of Issuer)

 

 

Common Stock

(Title of Class of Securities)

 

 

427096508

(CUSIP Number)

 

 

January 31, 2008

Date of Event Which Requires Filing of this Statement

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

x Rule 13d-1(b)

¨ Rule 13d-1(c)

¨ Rule 13d-1(d)

CUSIP No. 427096508   13G  

 

  1  

NAME OF REPORTING PERSON

S.S. OR IRS IDENTIFICATION NO. OF ABOVE PERSON

 

            DePrince, Race & Zollo, Inc.

            59-3299598

    
  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  x

(b)  ¨

    
  3  

SEC USE ONLY

 

    
  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

            Incorporated in the State of Florida

    

 

NUMBER OF  

SHARES  

BENEFICIALLY  

OWNED BY  

EACH  

REPORTING  

PERSON  

WITH  

 

  

  5    SOLE VOTING POWER

 

            2,791,452

 

  6    SHARED VOTING POWER

 

            none

 

  7    SOLE DISPOSITIVE POWER

 

            2,791,452

 

  8    SHARED DISPOSITIVE POWER

 

            none

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

            2,791,452

    
10  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

 

            No

    
11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

            8.58%

    
12  

TYPE OF REPORTING PERSON*

 

            IA

    

 

SCHEDULE 13G

 

Item 1.           
 

(a)

    Hercules Technology Growth Capital Inc.      
 

(b)

   

400 Hamilton Avenue, Suite 310

Palo Alto, CA 94301

      
          
Item 2.           
 

(a)

    DePrince, Race & Zollo, Inc.      
 

(b)

   

250 Park Ave South, Suite 250

Winter Park, FL 32789

      
 

(c)

    USA      
 

(d)

    common stock      
 

(e)

    427096508      
          
Item 3.     
  (e)    x   

Item 4.    Ownership      
   (a)    2,791,452 shares      
   (b)    8.58%      
   (c)    (i)    2,791,452 shares      
      (iii)    2,791,452 shares      
Item 5.    Ownership of Five Percent or Less of a Class   
   N/A   
Item 6.    Ownership of More than Five Percent on Behalf of Another Person.      
   N/A      
Item 7.    Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company
   N/A
Item 8.    Identification and Classification of Members of the Group      
   N/A      
Item 9.    Notice of Dissolution of Group      
   N/A      
Item 10.    Certification      
   By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect.      

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Date: 02/08/2008

/s/ Angela R. Petrucelly

Signature
Angela R. Petrucelly, COO
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